Privacy regulation
Health regulation
HIPAA
Administrative, physical, and technical safeguards for protected health information, with business associate agreement tracking.
- Controls passing
- 2 of 4
- Needs action
- 2
- Readiness
- 50%
Sample data The framework defines 54 controls in total. The figures above and the checklist below track a sample of 4 of them, with owners and due dates.
What HIPAA requires
HIPAA is the United States law that governs how protected health information is handled. The Privacy, Security, and Breach Notification Rules apply to covered entities — health plans, healthcare providers, and clearinghouses — and to the business associates that create, receive, or transmit protected health information on their behalf.
The Security Rule, at 45 CFR Part 164, divides safeguards into administrative, physical, and technical groups. The administrative group carries much of the weight: a documented risk analysis, a sanction policy, workforce training, and contingency planning. The technical group covers unique user identification, audit controls, integrity checks, and encryption of electronic protected health information in transit and at rest.
Business associate agreements are a condition of working together, not an afterthought: a vendor that touches protected health information signs one before the work starts. If unsecured information is breached, affected individuals must be notified without unreasonable delay and no later than 60 days after discovery. The documentation behind each safeguard is kept for six years from the date it was last in effect.
Evidence checklist
The sample controls tracked for this guide, in due-date order. A control marked as passing has current evidence on file; one marked as needing action has an owner and a deadline.
- Passing
164.308(a)(1) — Risk analysis refreshed for the current year
- Needs action
164.308(a)(3) — Workforce clearance records complete
- Passing
164.312(b) — Audit controls enabled on systems holding ePHI
- Needs action
164.308(b)(1) — Business associate agreements signed and filed
| Label | Passing | Needs action |
|---|---|---|
| HIPAA | 2 | 2 |
Related guides
Guides in the same family are listed first.